Risk Management/Loss Prevention

Prevention is better than cure, and much of what we do is about helping you avoid problems in the first place.

We advise on risk management and loss prevention programmes, including money laundering risk assessment. We undertake risk audits of a firm’s compliance.

Whilst we help you avoid having to reinvent the wheel, all of our work is tailored to suit your individual needs, whether that consists of simply supporting the expertise of your own risk and compliance team, or providing the entire function as an outsource.

We advise firms on their strategies for managing risk, including:

• Risk audit for firms and their professional indemnity insurers this may include File Audit;
• Advice on risk assessment;
• Preparation of risk registers and compliance plans together with help in implementing our recommendations;
• Drafting terms limiting your firm’s liability to clients, and
• Advice on regulatory inspections.

Further information with examples of the range of services we provide can be found here.