News
Latest on risk management, professional indemnity and compliance issues.
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August 31, 2023
Royal and Sun Alliance Insurance Ltd & Ors v Tughans [2023] EWCA Civ 999 (31 August 2023)
Significant Court of Appeal decision on what constitutes ‘loss’ under a professional indemnity policy in the context of a claim for liabilities which includes the firm’s fees.
See here.
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August 16, 2023
SRA AML Questions and answers
The SRA has updated its Anti-money laundering Q&A to include a further question on sanctions checking on counterparties.
See here.
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August 16, 2023
Legal Services Board paper: Financial Protection Arrangements for Consumers
See here.
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August 14, 2023
SRA Thematic Review: The use of Non Disclosure Agreements in workplace complaints
See here.
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July 31, 2023
Law Society Practice note – Conflict of interests (updated 27 July 2023)
See here.
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July 31, 2023
SRA Risk Outlook: managing regulatory risk during economic uncertainty
See here.
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July 25, 2023
SRA Updated Sectoral Risk Assessment – Anti-money laundering and terrorist financing
This also addresses proliferation financing.
See here.
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July 18, 2023
HMRC Estate and letting agency business guidance for money laundering supervision
Updated 17 July 2023 to include reference to proliferation financing.
See here.
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July 17, 2023
Law Society Parliamentary briefing: Russia (Sanctions) (EU Exit) (Amendment) (No. 3) Regulations 2023: Consideration by Joint Committee of Statutory Instruments
See here.
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July 5, 2023
Law Society Practice Note: SRA powers of investigation
See here.