-
15/07/2010
[Adobe PDF Document
-
278 KB]
Outcomes-Focused Regulation (OFR) and Draft Code of Conduct - Quinn - The Renewal - Law Society Practice Notes - More POEMs - Legal ombudsman service - Enron - Duty to report serious misconduct -Ireland
-
25/05/2010
[Adobe PDF Document
-
157 KB]
MLRO fined - Other AML news: Ireland, JMLSG, Bribery Act - Quinn Insurance and solvency of other insurers - Outcomes-focused regulation - Limiting liability - new SRA disciplinary powers - Top 100 Professional Indemnity Survey
-
31/03/2010
[Adobe PDF Document
-
226 KB]
News from the USA - Quinn Insurance Limited - Council swaps
- Legal Services Act - New Code of Conduct - Conflict rule changes (or not)- Anti-money laundering - Sale and leaseback
- Limiting liability - Assigned Risks Pool consultation - Successor practice consultation
-
27/01/2010
[Adobe PDF Document
-
129 KB]
Regulatory changes - SRA’s Practice Standards monitoring visits - Code of Conduct changes - £500,000 fines - Uncertainty and the Jackson review - Perpetuities and errors of law - Future of legal services - Perils for employers, and for employees - Policy coverage disputes: sham partnerships - Anti-Money Laundering.
-
30/11/2009
[Adobe PDF Document
-
186 KB]
Anti-money laundering and bribery - successor practice consultation - ARP consultation - 2009 solicitors' renewal - solicitors' renewal in Ireland - Rule 9 Referrals (amendment to guidance notes) - Legal Banana Skins - Captives - Bank collapse - Hedge fund misrepresentation.
-
15/09/2009
[Adobe PDF Document
-
107 KB]
The Renewal - Lender claims - Private client work - Equity Release Mortgages - Repeal of remuneration certificates - Legal Disciplinary Practice
-
29/07/2009
[Adobe PDF Document
-
298 KB]
Solicitors renewal 2009 - Insurer insolvency - Single renewal date - SRA inspections of City firms
Anti-money laundering: examples from life - Departing staff risks - Tenders and confidential information - Engagement letters and non-engagement letters - Swine flu pandemic
-
29/05/2009
[Adobe PDF Document
-
344 KB]
The renewal - anti money laundering - sham partnerships - Review of regulation: Smedley & Lord Hunt - Amendments to the Solicitors’ Code of Conduct - MasterCigars - Limiting liability by contract.
-
26/03/2009
[Adobe PDF Document
-
203 KB]
Compliance with Rule 5 Solicitors’ Code of Conduct - Top 100 Professional Indemnity and Risk Management Survey 2009 -Lessons from the USA - Liability of Professional Indemnity Partner to co-partners - Risk Management in the Legal Profession - Referral self-audit for compliance.
-
02/02/2009
[Adobe PDF Document
-
485 KB]
Managing risk in the recession - Credit crunch employment issues - anti money laundering audit - referral arrangements self audit tool - Code of Conduct amendment – Rule 7 - Conflicts of interest.
-
26/11/2008
[Adobe PDF Document
-
226 KB]
Credit crunch seminar, Strategic Risk Management Conflicts seminar, Anti-money laundering - your first review, conflicts resources, compliance lessons from Australia, SRA practice standards and conduct investigations, BS31100: code of practice for risk management
-
16/09/2008
[Adobe PDF Document
-
349 KB]
The renewal (part 3), AML compliance review, data storage, securities litigation, mortgage fraud, SAR rules.
-
01/07/2008
[Adobe PDF Document
-
550 KB]
The renewal (part 2), son of TAG, mortgage fraud warning, file audit by insurers, PSU visits, post mediation remorse.
-
01/05/2008
[Adobe PDF Document
-
593 KB]
The renewal, property related claims, a rogue in your midst, property fraud, clients' expectations of risk management, equity release, client authority, share dealing policies.
-
01/03/2008
[Adobe PDF Document
-
609 KB]
US perspectives on law firm risk management, Top 100 PI survey 2008, sub-prime and claims, AML, offshore trusts and tax.
-
01/01/2008
[Adobe PDF Document
-
460 KB]
Anti money laundering,IBA Best Practice guide, client care and costs, MasterCigars, errors in practice, supervision - or lack of it.
-
01/11/2007
[Adobe PDF Document
-
630 KB]
Anti money laundering, new partner for Legal Risk, OK CHAPS, mortgage fraud, US mergers limiting liability in litigation.
-
01/09/2007
[Adobe PDF Document
-
729 KB]
Anti money laundering, Code of Conduct, limiting liability, IBA, cross-border risk, information barriers, document retention.
-
01/07/2007
[Adobe PDF Document
-
587 KB]
Code of Conduct, money laundering, large claims and cross-border issues, the renewal, insurance mediation.
-
01/05/2007
[Adobe PDF Document
-
509 KB]
Code of Conduct - in force 1 July 2007, money laundering.
-
01/03/2007
[Adobe PDF Document
-
709 KB]
Code of Conduct, mergers and lateral hires, money laundering, limiting liability in litigation, trusts, referral fees.
-
01/01/2007
[Adobe PDF Document
-
360 KB]
Risk forecast 2007, money laundering, aggressive tax planning, Code of Conduct, compulsory risk management.
-
01/10/2006
[Adobe PDF Document
-
443 KB]
Money laundering, conduct rules referral fees, conveyancing - the next hit, partnership issues, cross-border issues.
-
01/07/2006
[Adobe PDF Document
-
306 KB]
The renewal, getting buy-in, lateral hires, secondments.
-
01/04/2006
[Adobe PDF Document
-
82 KB]
Limiting liability, lateral hires, mergers and demergers
-
01/01/2006
[Adobe PDF Document
-
258 KB]
TAG, money laundering, FRED39, compliance visits.